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Comply with AFS licence regulation 
 
 

Proud Professional Services
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We are proud leaders in the design and implementation of legal, compliance, human resources and learning solutions - helping financial services intermediaries meet the Australian Financial Services (AFS) licensing requirements and maintain professional standards.

Our integrated compliance and risk management solutions will assist you to improve your efficiency and streamline your operations. We established our leadership position by assisting beyond expectation.

Our clients include financial planners, life advisers, funds managers, insurance and mortgage brokers, underwriting agencies and private equities firms.

In the future, our success will be dependent on yours - which means giving you much more than just advice. We can give you practical processes to follow and help you to implement them in your business. Your success is our success!

 
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 Training Registration Form

CURRENT WORKSHOPS

Tier 1 Workshop
26-27 Aug, 11-12 Nov (NSW), 18-19 Aug, 27-28 Oct (QLD), 2-3 Sept, 1-2 Dec (VIC)
Tier 2 Workshop
28 Jul, 20 Oct (NSW), 16 Sept, 8 Dec (QLD), 4 Aug, 24 Nov (VIC),
Responsible Manager MasterClass
25 Aug (NSW), 29 Oct (QLD), 22 Oct (VIC),

 

 

 






 

 

 

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NEED AN AUSTRALIAN FINANCIAL SERVICES LICENCE?
Our expertise significantly reduces the time and effort required to obtain an AFS Licence
 
Our "Do-It-Yourself AFS Licence Kit" is a cost effective solution for straightforward applications
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GOLD SEAL ASSIST

Our most popular compliance helpline service, is for anyone who wants fast and reliable information about regulatory or compliance issues.

Our technical team specialise in FSR and insurance regulation so they often know the answers to more technical questions. 

SUBSCRIBE to Gold Seal Assist and get 3 hours of on-call help & advice for 12 months  
 

Gold Seal eNEWS

IN THE NEWS:  If you placed policies with a DOFI or a Lloyd's underwriter in the period between Feb 2004 and June 2006, you may be able to claim a stamp duty refund in NSW.... 

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