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We are proud leaders in the design and implementation of legal, compliance, human resources and learning solutions - helping financial services and credit intermediaries meet their licensing requirements and maintain professional standards.
Our clients include financial planners, life advisers, funds managers, insurance and mortgage brokers, underwriting agencies and all types of financial product distribution.
We tailor our services to your requirements so that we provide support to suit your needs and budget.
NEED AN AFS OR CREDIT LICENCE? Tap into our knowledge and expertise gained from advising hundreds of SME financial services businesses and dealing with ASIC for over 8 years, and our participation on the Business Advisory Committee to ASIC's Licensing Division.
Our expertise reduces the time and effort required to obtain an AFS or Credit Licence. Save money, save time and save hassles by using our cost effective solutions.
Gold Seal Credit Compliance Management System - all the policies, procedures, tools and templates required by mortgage brokers to demonstrate compliance with the NCCP Act. Accepted by ASIC .
Gold Book Business Operations Manual - policies and procedures for all the business systems that you need to have in place to comply with the requirements of the AFS legislation.
"DIY" Margin Lending Licence Variation Kit to apply for a margin lending authorisation.
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CURRENT WORKSHOPS 2012
Tier 2 Workshop: 16 Feb (VIC), 29 Feb (NSW), 5 Mar (QLD)
Tier 1 Workshop: 9-10 Feb (VIC), 1-2 Mar (NSW), 6-7 Mar (QLD)
Responsible Manager MasterClass: TBA
Client Communication Skills for Brokers: 8 Mar (QLD)
Managing Compliance Systems: TBA
Leadership & Supervision: TBA
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