Australian Financial Services Licence Applications
Gold Seal has successfully helped over 90 intermediaries to prepare and apply for AFS Licences. Our services include:
- Initial Guidance / Project Plan – A customised Project Plan to guide and manage the work of preparing the business systems required to comply with the AFS legislation. We work with you to identify your requirements, locate source material and plan the work.
- Licence Application Review – A check of the on-line application prior to lodgement with ASIC.
- Proofs – We review proofs and documented business procedures prior to submission of the AFS licence application to identify any gaps and advise how to rectify them. This significantly speeds up the application process. For clients requiring more support, we can prepare the proofs and business systems if required.
- Requisition Support – Support with responding to requisitions made by ASIC after submission of the AFS Licence Application.
We also offer a "Do It Yourself" AFS Licence Kit which is suitable for small to medium sized business seeking straightforward authorisations.

To discuss your AFS Licensing requirements, please call Claire Wivell Plater or email clairew@goldseal.net.au
