• Use of the Gold Seal Compliance Helpline - Our Technical Team can help with any of the following:
  • Disclosure – e.g. when and what to disclose, how to use FSGs, PDS, and SoAs, disclosing fees, commissions and non monetary benefits,
  • Authorised representatives – e.g. appointing or changing your authorised representatives, notifications to ASIC, disclosure, monitoring and supervision,
  • Referrers – e.g. disclosure and limits on their activities,
  • Compliance – e.g. breach management, financial reporting and audit requirements, compliance management systems and compliance auditing
  • Licensing – e.g. varying your licence, changes to Responsible Managers or Key Persons,
  • Regulator action – e.g. surveillance, enforcement action,
  • Advertising/marketing– e.g. advertisements, cold calling, seminars, articles,  and how the laws limit these activities,  
  • General insurance – e.g. policy wordings, Insurance Contracts Act, Code of Practice,
  • Distribution – e.g. providing financial services through other businesses, while minimising the compliance requirements.
• Gold Seal’s highly praised Newsletters

WHAT DOES IT COST:

For 3 hours of on-call help and advice (12-month Subscription)

$935.00 incl. GST