Compliance and Risk Management Support
WHAT DO YOU GET:
- A dedicated Consultant with an in-depth understanding of insurance intermediary businesses and AFS licensing requirements
- Pragmatic, “hands-on” support - you choose the services you need from our menu of services:
- Help with design and implementation of a compliance and risk management program tailored to your business needs
- Development or refining of a Compliance Calendar to manage your compliance activities
- Ongoing monitoring of calendar activities
- Help in developing an effective compliance and risk management culture
- A consultant to attend relevant meetings at your company for onsite advice about compliance and best practice issues
- Changes or updates to your operating procedures, allowing you to adapt to changes in legislation or best practice requirements
- Project management of internal compliance and best practice projects
- Implementation of audit recommendations / remediation
- Documentation review (legal signoff can be given by Gold Seal Legal at an additional cost)
- Gold Seal’s highly praised Newsletters
WHAT DOES IT COST:
You can select the option that best suits you. If none of these suit your needs, contact us and we will tailor a package for you. The cost of this service is charged quarterly in advance.
- For 24 hours support $ 6,400.00 per annum (incl GST)
- For 32 hours support $ 8,500.00 per annum (incl GST)
- For 40 hours support $ 10,600.00 per annum (incl GST)
For more information or to subscribe to our Compliance and Risk Management Support, please contact Claire Wivell Plater or email clairew@goldseal.net.au
