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Compliance and Risk Management Support

WHAT DO YOU GET:
  • A dedicated Consultant with an in-depth understanding of insurance intermediary businesses and AFS licensing requirements 
  • Pragmatic, “hands-on” support - you choose the services you need from our menu of services: 
    • Help with design and implementation of a compliance and risk management program tailored to your business needs 
    • Development or refining of a Compliance Calendar to manage your compliance activities
    • Ongoing monitoring of calendar activities 
    • Help in developing an effective compliance and risk management culture 
    • A consultant to attend relevant meetings at your company for onsite advice about compliance and best practice issues 
    • Changes or updates to your operating procedures, allowing you to adapt to changes in legislation or best practice requirements 
    • Project management of internal compliance and best practice projects 
    • Implementation of audit recommendations / remediation 
    • Documentation review (legal signoff can be given by Gold Seal Legal at an additional cost) 
  • Gold Seal’s highly praised Newsletters

WHAT DOES IT COST:
You can select the option that best suits you. If none of these suit your needs, contact us and we will tailor a package for you. The cost of this service is charged quarterly in advance.

  • For 24 hours support      $ 6,400.00 per annum (incl GST)
  • For 32 hours support      $ 8,500.00 per annum (incl GST)
  • For 40 hours support      $ 10,600.00 per annum (incl GST)

Please note: Terms and Conditions apply. Fees are subject to change from time to time. Pricing excludes travel and accommodation outside Sydney, Melbourne and the Gold Coast / Brisbane area, where Gold Seal offices are located. To minimise cost, where possible, we share travel and accommodation expenses amongst clients and endeavour to services these areas via telephone and the internet.

 


For more information or to subscribe to our Compliance and Risk Management Support, please contact Claire Wivell Plater or email clairew@goldseal.net.au

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