Managing Compliance Systems Workshop

Managing Compliance Systems Workshop 2017-07-03T04:21:30+00:00

6 Professional Development Hours

With ASIC’s current focus on the Insurance Industry, now more than ever, every financial services business needs a compliance system.

This session provides the opportunity to learn more about compliance systems and structures; participate in group discussion about issues you may be experiencing; and how to best protect your organisation from the risk of breaches or non-compliance with all-important legislation.

The facilitator will explain and discuss the requirements for an effective Compliance Management Program and answer your questions about compliance.

Key Topics

  • Role and responsibilities of the Compliance Manager
  • Creating and promoting a culture of compliance
  • Designing and implementing a compliance management system
  • Maintaining and evaluating the compliance management system
  • Monitoring and measuring the effectiveness of a compliance system

Audience

Responsible Managers, current or prospective Compliance Managers and other employees involved in managing compliance.

Entry Requirements

It is suggested that participants have a firm understanding of the organisation’s core activities.

The workshop will discuss the AFS Licence of the attendee’s business. Please bring a copy to the session.

For more information about this course or others, call us or email training@goldseal.com.au

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